March 18, 2016

Mixed Methods: Pragmatism Is No Longer Considered

Pragmatism is inappropriate for my research and therefore various arguments are being developed against pragmatism as a philosophy of mixed methods within a particular context and also in general, and shall be mentioned in the Upgrade Paper and fully elaborated in the thesis. This blog post shall briefly mention each of the main arguments against pragmatism as a philosophy of mixed methods in the context of my own work.


First Reason: Divorced From Philosophical And Methodological Considerations

Pragmatism is divorced from philosophical and methodological considerations therefore places the research questions central to a research project, enabling a whatever works attitude to be employed and therefore whatever methods that best answer the question should be used and not be restricted by philosophical and methodological considerations. This is not to say however that pragmatists lack philosophical or methodological considerations, but that there is no need to express or to discuss such considerations in research papers. Obviously, this has led to a lot of criticisms from the academic community suggesting that it is a vague approach to research. However, despite the criticisms it the most popularly used philosophical approach to mixed methods but there is suggestion that this is because a lot of researchers do not particularly care for or are willing to explore philosophical considerations and just want to get on with the job that needs to be completed.


In my view, there is more to research than simply getting on with the job because in order to have an effective and useful project there must be a level of philosophical and methodological consideration. We as researchers and Ph.D. candidates come with certain perspectives of reality that influence the choices that are made within research designs. Our framework of preferences born from previous experiences and current knowledge and skills shape the way that we approach a research project and therefore researcher bias is likely to be introduced through the selection of methodology and methods. For example, those with lots of experience using quantitative methods and approaches are not likely to use qualitative methods, and therefore will try to view research problems from a quantitative perspective and develop quantitatively driven questions. Whether or not the selection of methods and methodology would be correct to address the research problem would not be considered as important as those which meets the preference framework of the researcher. Pragmatism does not appear to consider this as important.


Second Reason: Emphasis On The Research Question

Because pragmatism does not place emphasis on the philosophical and methodological considerations of a research project, research questions are elevated to central position of all considerations and there appears to be a suggestion that research questions are the basis of Philosophy. I do not agree with this because I have the belief that research questions drive the methodological selections, not philosophical perspectives, and also because the development of research questions are likely to be situated within our own philosophical perspective of reality.


If you study a research question and sub questions including the language used to construct a research question, it can be clearly observed that a particular question shall determine the particular methodology and not a particular philosophy. What should happen at the research question development level is that a research problem has already been identified and from that problem comes a certain assumed philosophical perspective. The research questions come from the research problem therefore it appears that within pragmatism, the research problem is largely ignored. But I believe that it is the research problem that should be the initial focus of any research project, not the research question, and this is where pragmatism crumbles from what I can currently understand.


Third Reason: Outcome Focused

Pragmatism is product, outcome focussed; it seeks not to increase understanding about a problem area or explore factors within that problem area, but to cause some sort of change at practice level for example in Education this would be some sort of change to teaching practice.

My Ph.D. project does not concern itself with changing something at the practical level, although the findings could be interpreted in the future as being able to create a change but this is not a direct aim of the Ph.D. My Ph.D. project is to explore certain learning processes in ways that have not been explored before in order to increase understanding of the identified research problem and present a solution to that problem, and through its application develop more substantial understanding of research phenomena. The research is due to contribute new discussions towards philosophical considerations and also present new discussions for the methodological level within Educational research. It also aims to develop understanding of the phenomena through deductive and inductive processes along with analysing and exploring the structures and mechanisms that influence or causes an effect to happen on changes to variables and experiences within natural settings and not experimental settings. Pragmatism therefore would not be appropriate.


Summary

Pragmatism is not a suitable philosophical perspective for my research due to the main reason that it is not used to explore research problems and increase our understanding of interested phenomena, but is used to cause a change at practice level. Additionally, I do not agree with discounting philosophical and methodological considerations and also I do not agree with the apparent assumption that research questions drive the selection of philosophy.


March 14, 2016

Mixed Methods: Post Positivism Is No Longer Considered Appropriate


Description of and arguments against Post Positivism


Post positivism is now no longer among the set of philosophies considered appropriate for my Mixed Methods research due to my stance against philosophies that advocate pure quantitative or qualitative approaches to exploring social reality within educational contexts.


Simply put, post positivism is an extension of positivism; that it still adheres to the main concepts and principles of Positivism but modifies them at the ontological and epistemological levels but mirrors positivism at the methodological level. This modification of the concepts of positivism enables post postivism to accommodate a level of uncertainly, subjectivity, complexity and human experiences therefore recognising that absolute and certain truth about reality is not achievable. Giddings and Grant (2007) called Post Postivism a “lite” version of positivism, stating that the “post” prefix indicates a development or extension of positivism, and offer various examples of the way in which Post Positivism extends the concepts of positivism.


Positivism perceives reality as objective and independent of the mind but post positivism (along with other middle ground Philosophies) suggest that reality is embedded in its own social and cultural contexts and therefore researcher objectivity is impossible to attain. Another key area of divergence is theory verification: positivism emphasises hypothesis testing and theory experimentation in order to prove or disprove them whereas PostPositivists emphasises supporting evidence as a probability rather than being used as an absolute proof. These are just a couple of examples of where positivism and post positivism diverge at the ontological and epistemological levels. However, where they both converge and therefore enables the view of post positivism as being an extension of positivism is that it shares the same methodological assumptions.


Onwuegbuzie et al (2009) (along with many other researchers) confirms this methodological mirroring. Extent of fallibility and defeasibility of absolute knowledge accommodated by post positivism makes inferential statistics usable and applicable through inferential statistics, which utalises probabilistic approaches such as P Vales and Confidence Levels to understand reality. Post positivism also utalises qualitative data, hence post positivists can use Mixed Methods, but they use quantitative approaches to analyse qualitative data. As an example, content analysis is utilised to quantify thematic occurrences through frequency rates, and qualitative data is used in a way that enables the development of more effective quantitative approaches.


In all, post positivism is not a suitable Philosophical perspective for my Mixed Methods research because I am taking the stance that post positivism is not suited to exploring social phenomena and social reality, because everything to do with the social is too chaotic and dynamic to be represented and explained statistically. Post positivism also does not allow for much room in terms of theory building, and theory building or theorising is an aim of my Mixed Methods research as I attempt to theorise the social structures and aspects of reality that influences the phenomenon of interest. I like much of post positivism at the ontological and epistemological levels, but its mirroring of positivism at the methodological level makes it inappropriate for my Mixed Methods research. More discussions shall be found in later blog posts and more especially in my thesis.


So then: the Big Three!


With post positivism no longer being considered appropriate, this now leaves three middle ground philosophies that might be appropriate for my Mixed Methods research: complexity theory, pragmatism and critical realism. From what I have read of these so far, I have issues with pragmatism in that it appears to detach itself from philosophical and methodological concerns and places itself upon the research question. That is, the research question is the most important consideration within pragmatism and therefore all that must be done and used to answer that research question must be carried out. This has left pragmatism open to arguments that suggests it basically allows a free for all design approach with a “what works” attitude that has been questioned by a lot of writers, and I am inclined to agree with the concerns. More on this in future blog posts.

Critical realism and complexity theory appear to be the most attractive middle ground philosophies at the moment as I as yet cannot find any fault with them when it comes to exploring social reality, social phenomena, and assumptions made at the philosophical and methodological levels. Essentially, from what I can currently understand, critical realism does not concern itself with reality as a single, accessible, measurable layer (positivism / post positivism) nor does it concern itself exclusively with human experiences (interpretivism / constructivism) but it concerns itself with the underlying structures and mechanisms that produces what is found at the measurable layer and with human experiences. Now if I have interpreted this correctly, and I appreciate that what I have defined is probably a little lacking in substance but remember I am still learning and exploring this, then this makes critical realism highly applicable for substantial exploration of the social reality. Structures and mechanisms of social reality and their influence on what occurs within this social reality are highly complex and interrelated therefore complexity theory could also play a part in this structural mess.


I do perceive social reality and explorations of social reality to be highly complex and extremely uncertain, and the key to understanding the phenomenon of interest is to consider those underlying structures and mechanisms instead of constantly exploring just what is observable.


Fun stuff isn’t it? It was all a bit scary when I first started exploring Mixed Methods at this level but the more I explore the Philosophy of Mixed Methods the more interesting I find it! Lots to read and think about!


References


Giddings, L.S., Grant, B.M (2007): A Trojan Horse For Positism? A Critique Of Mixed Methods Research, Advances in Nurse Science, 30 (1), 52 – 60


Onwuegbuzie, A.J., Johnson, R.B., Collins, K.M.T. (2009): Call For Mixed Analysis: A Philosophical Framework For Combining Qualitative And Quantitative Approaches, International Journal Of Multiple Research Approaches, 3, 114 – 139


March 09, 2016

What Is Reality? A Middle Ground Philosophical View

In an attempt to understand the way in which a middle ground Philosophy views reality, think about a cake. A two dimensional cake is observable: you can view the top layer and you can deconstruct this top layer into components, or in an academic sense its variables, which would be the cream, the topping, the chocolate sprinkles, decorations, and anything else that belongs to the top level. Further understanding of this top layer would come about through identifying and exploring relationships between these variables. The three dimensional cake contains a series of layers with no variables and therefore no exploration of relationships between these variables. There are layers and within these layers are different structures, mechanisms, processes and configurations that provide a deeper understanding of the structure and complexity of that cake.

Research that explores only the top layer of reality (think about the top layer of the cake) perceives reality as two dimensional, independent of the activities of the mind, therefore nothing is constructed therefore everything about that reality is true. In order to understand this reality it is a case of deconstructing this reality into a series of variables and to identify and explore relationships between these variables. The Philosophies that guide this type of research are of the Absolutist, Objectivist variety. Research that explores the multiple layers of reality (think of the multiple layers on a cake) perceives reality as three dimensional and is dependent on the activities of the mind therefore nothing in reality is actually an objective truth but is a construction of the mind. Reality is therefore constructed based on our own experiences and perceptions of our own experiences therefore in order to better understand this reality the structures, mechanisms, and so on, need to be explored. The Philosophies that guide this type of exploration of reality are based on the Relativist, Subjectivist varieties.

In the middle of the continuum between Absolutism and Relativism perspectives are the Middle Ground perspectives, which recognises the importance of both the top layer of the cake and the multiple layers of the cake to gain a complete understanding of that particular cake. In other words, the middle ground Philosophies perceive reality as having a top layer that can be deconstructed to a set of variables and relationships between variables, but also perceive the behaviours of these variables and relationships to be influenced by the structures, mechanisms, processes and configurations of the underlying layers. Therefore when adopting a middle ground Philosophy you are effectively exploring what occurs on the top level (variables, relationships) and the way in which the top level is affected by the underlying layers (structures, mechanisms, etc), and therefore recognise the complexity of the phenomenon you are exploring.

I admit that these definitions and explanations might not be that sophisticated but in the meantime whilst my knowledge and understanding of these Philosophies continue to grow and mature, these definitions work. I have collected a huge amount of literature that shall enable me to take my understanding to the next level, which shall hopefully enable me to decide which of the main Philosophies or combination of these Philosophies shall work best with the context of my Mixed Methods research.


Ph.D. Progress Update: Philosophical Level and Ph.D. Documentation


The Philosophical Level


The key current activities are thinking about, critiquing, evaluating, explaining and exploring different middle ground Philosophies which are as mentioned before Complexity Theory, Post Positivism, Pragmatism and Critical Realism. These are identified as the most appropriate Philosophies for Mixed Methods research in the context of the phenomenon of exploration, but it is not known at this time which Philosophical perspective would be most appropriate or if the most appropriate approach would be to present a combination of some of them in some way.


I have collected and continue to collect a huge volume of existing debates and discussions about each Philosophical perspective in general, as a perspective of Social Science and Educational Research, and as a perspective of Mixed Methods research. The objectives here are to learn further what each of these perspectives bring to Educational and Mixed Methods research, select which perspective (or a combination of perspectives) are most suited to the context of my Mixed Methods research, then identify all problems with the selected perspective, identify all currently discussed and debated solutions to the selected perspective’s problems, and then present solutions to problems that have yet to be resolved. With the case of combining different perspectives, there have been, for example, attempts at combining complexity theory with critical realism with the aim of resolving some of the problems in both perspectives, but then you start thinking about what problems do they really resolve, what problems do they not resolve, what problems still exist with this combination, what new problems are introduced with the combination, and in what way could these new problems be resolved?


Once all this is thought deeply about, the Philosophical perspectives shall be briefly discussed in the Upgrade Paper, more in depth in the thesis, and it is also the aim to have a research paper published based on solutions discovered and developed that shall attempt to resolve existing problems. Getting that research paper published or be in the middle of publishing the paper before the Upgrade Presentation would be ideal as it would give more credibility to the research at this stage.


The Ph.D. documents


The Upgrade Paper, the research paper that is planned to be published along with the Thesis are all being considered. Work obviously begun on the Upgrade Paper a few weeks ago and have almost completed the literature review section, which is going to be a mini version of the thesis version given that the Upgrade Paper is only four thousand words. The rest of the paper has been structured, it’s just a matter of entering the content!


The research paper shall be based on identified problems of the Philosophical level of Mixed Methods research, and any discovered and developed solution to these problems relative to the context of Educational Research. Work has not begun on the paper yet, but the Philosophical perspectives are being explored. More on these perspectives and the research paper progress as time goes on.


Extensive notes have been written for the thesis, mostly the literature review but also the methodological chapter, but nothing in terms of formally writing the first drafts of any of the chapters of the thesis just yet as the way in which a thesis is written is determined by the overall research design. For example, a thesis written for a pure constructivist grounded theory design would be different compared to a thesis written referring a questionnaire research design. Therefore, a thesis written for a Mixed Methods research design would be different still to either a constructivist grounded theory or a questionnaire based research designs. I will consider the thesis further when I have fully decided upon the design, which includes deciding upon the Philosophical perspective that shall guide the Mixed Methods research, and also settle some debates at the method level such as whether or not to use a particular type of grounded theory coding. Therefore it was just as well that I had not begun the thesis several months ago when I was convinced that a Constructivist Grounded Theory design would be the central aspect as I would probably have had to rewrite everything given that I have selected a Mixed Methods research design!


What’s next?


With Easter coming up soon I shall be taking some time off, but in the meantime I shall be getting on with plenty of stuff. I have a trial to try to organise and carry out, I have the Upgrade paper to continue with, and I have the research paper and the Philosophical level of the Mixed Methods research to consider carefully.


Lots to do then!


March 01, 2016

The Philosophy of Mixed Methods: Getting Clearer!


Things have progressed since the previous post!


Recently I have been exploring six different Philosophical perspectives that after an initial round of reading thought were most appropriate for my Mixed Methods research. Most of these advocate a middle ground approach to understanding reality that aligns with Mixed Methods methodology, and these have been Complexity Theory, Post Structuralism, Post Modernism, Post Positivism, Pragmatism and Critical Realism.


After the previous round of reading, I have concluded that there are four Philosophical perspectives that strongly advocate a middle ground approach, or in other words advocate a multiple reality perspective, that aligns strongly with a Mixed Methods methodology and they are Complexity Theory, Post Postivitism, Pragmatism and Critical Realism. Each of these shall be explored and discussed on here in time but it suffices to say here that they have the common characteristic of rejecting the Absolutism and Relativism paradigms, the opposite sides of the paradigm continuum. They reject the idea that reality can be understood either through Absolutism or Relativism, and therefore place emphasis on the view of reality as a mixture of observable, measurable, deterministic and controllable elements, and also elements that are dynamic, chaotic, unobservable, and cannot be reduced to variables. This leans suitably towards a Mixed Methods methodology, but the extent to which each paradigm advocates Mixed Methods differ, and the writers and practitioners within each paradigm differ further the extent to which they advocate Mixed Methods methodology. The most common paradigm used is Pragmatism but just because a paradigm is more dominant it doesn’t mean that it is most suitable for my own research.


The other two paradigms Post Structuralism and Post Modernism are not suitable as a guide of Mixed Methods inquiry but are suitable in building a platform upon which Mixed Methods can be criticised. Both paradigms reject the modernist perspectives of reality (e.g., postivism, absolutism, and so on) and strongly advocate a multiple reality perspective therefore lean fairly strongly towards relativism and constructivism paradigms. From the readings that I have carried out so far, both perspectives appear to criticise Mixed Methods on Philosophical grounds: that Mixed Methods orientate towards Positivism, that there is a series lack of Mixed Methods researchers engaging at a Philosophical level, and therefore that there are various ontological and epistemological issues that remain unresolved within a Mixed Methods context. So whilst they do not reject Mixed Methods outright as an interesting and useful methodology, Post Structuralists and Post Modernists criticise Mixed Methods methodology at the Philosophical level and therefore have been critical of the Pragmatist approach.


So there we are! Four paradigms that have shown promise as a guide of Mixed Methods inquiry, and a couple of paradigms that are not useful as a guide of Mixed Methods inquiry but useful in understanding the criticisms and critiques of Mixed Methods methodology. It’s alright in any thesis to write loads about the wonderfulness of a methodology but the criticisms need equal attention and solutions need to be developed, explained, applied, and evaluated, all of which I aim to achieve in my thesis.


February 22, 2016

The Paradigms and Philosophies of Mixed Methods research: a whistle stop tour!

Those who have been following my blog during the past few months shall have noticed that Mixed Methods has been selected as the most appropriate methodology, that the Convergent Parallel design has been selected as the most appropriate variety of Mixed Methods, and that the methods of data collection have been decided upon along with most of the data analysis methods. What hasn’t been thought about till recently is the Philosophy of Mixed Methods.


Mixed Methods methodology developed as a result of the paradigmatic wars between quantitative and qualitative approaches: authors back in the 1960s and 1970s were adamant that both entail differing Philosophical and Paradigmatic assumptions and therefore frame the research in ways that were not compatible with each other. However, reconciliation between differing paradigms began and accelerated during the 1980s where writers opposed this methodological dualism.


Paradigmatic and philosophical assumptions and perspectives are extensive and the debates of suitability have been ongoing since reconciliation attempts began, so they are complex fields (seriously I am not kidden here: I’ve been thinking about this for years and I still don’t know everything and never will) where there isn’t a right or wrong answer. All that can be achieved is a researcher understanding their own views of reality and work towards developing arguments as to why their research contains particular paradigmatic and philosophical assumptions and perspectives. Do bear with me as I continue to learn and develop paradigmatic and philosophical assumptions about my research relative to a Mixed Methods methodology and also relative to the selected methods. This has to be a careful, thoughtful process: I cannot just select things at random. These assumptions are important to consider because they provide the basis or framework for a mixed methods project, or any research project.


There are certain paradigms (frameworks of research) that I can safely discard and suggest that they are not relevant to my research. This includes the feminism paradigm, which focuses research around women’s rights and whilst I have a lot of respect for women and their rights, feminism is not a part of my research so shall no longer be considered. The other paradigm is the Transformative-Emancipatory developed by Mertens (2003), which focuses on the intersection between Mixed Methods methodology and social justice although there is an observation that this has overlapped somewhat with the feminism paradigm. When you think about what feminism really means (not the extremists who perceive feminism as a male hating agenda) and its relationship with social justice, this makes sense. However whilst I have an increasing interest in social justice and this might be considered in future research projects it is not a part of my research currently therefore shall not be considered any further.


Moving toward discussions of paradigms that are more relevant, there is a selection of paradigms in relation to Mixed Methods that are most relevant for my Ph.D. The first is the PostPositivism paradigm, developed out of criticism of Positivism and therefore views reality as probabilistically true where Positivism (the paradigm of Science) views reality as really true and fully independent of the mind. Whilst PostPositivism works with quantitative methods and methodologies it also works with qualitative approaches and many who identify themselves as PostPositivists do utilise Mixed Methods. Another paradigm that is well acquainted with Mixed Methods is Pragmatism. Key differences between this and PostPositivism can be found at the Epistemological level in that PostPositivism understands reality as a single reality that is probabilistically true and independent of the mind whilst Pragmatists view reality as containing elements that are accessible and independent of the mind as well as elements that are constructed and therefore dependent on the mind. From an epistemological perspective, Pragmatism already leans more towards Mixed Methods than PostPositivism. However, Pragmatism is not without its problems therefore the third paradigm that is being considered is Critical Realism where apparently it can reconcile Absolutism and Relativism perspectives at the ontological level, whereas Pragmatism reconciles at the epistemological level from what I can currently understand but this does not appear to be reported much in the literature from what I have read so far. According to Creswell and Clark (2011) Critical Realism adopts and supports characteristics from both quantitative and qualitative approaches, although the use of Critical Realism is not as common as Pragmatism. But it has to be remembered that just because Pragmatism might be used more than PostPositivism and Critical Realism it doesn’t mean that it’s any more relevant to my research and the context of my research.


Additionally there are Mixed Methods projects that use multiple world views or paradigms, referenced as a dialectical paradigm, instead of a single paradigm, and have been based on the way that a researcher views social reality. Further, there are approaches that involving using multiple paradigms not in relation to the way that the researcher views reality, but of the type of Mixed Methods being used. For more information on this, read Greene (2007) and Creswell and Clark (2011)


As a side note, this whole linking between Philosophy and Methodology has been experienced in my research so far. Previously I had chosen to adopt a Constructivist Grounded Theory as the methodology and this entailed Relativist ontology and a Constructivist epistemology. Switching the methodology to a Mixed Methods approach entails a Philosophical view that in some way combines or reconciles Absolutism and Relativism ontologies and therefore Positivism (or PostPositivism in Social Sciences) and Constructivism epistemologies. It would not have been acceptable to have continued with a Relativist paradigm given that my research contains methods that include the collection and analysis of quantitative data, which aligns with a different paradigm. This would have been identified and critiqued in the Upgrade Paper and especially in the thesis and the Vivo examination.


So, gosh that was a long post! In brief, the paradigms that are of most relevance to this research are: PostPositivism, Pragmatism and Critical Realism. These shall be discussed more as I explore them in relation to Mixed Methods and in the context of my own research!

References:

Creswell, J.W., Plano Clark, V.L (2011): Designing and Conducting Mixed Methods Research (2nd Ed). SAGE: America

Greene, J.C (2007): Mixed Methods in Social Inquiry. Jossey-Boss: San Francisco

Mertens, D.M (2009): Transformative Research And Evaluations, Guilford Press: New York


February 21, 2016

Thoughts on the Upgrade Paper

This has been a main focus of the past couple of weeks and it’s coming together! It’s due in September but have decided to start it early and I am really pleased that I have started this early as it has provided me with the opportunities to think to a more substantial level about certain aspects of the research.

First Challenge: the approach to writing the paper

The first challenge is to understand the way in which it should be written, and different people will have different ideas but for me I am going to approach it from the perspective of an integrated narrative. What does it mean to write from an integrative narrative? Each chapter or section of an Upgrade Paper should not come across as a separate, somewhat disjointed follow up from the previous section or chapter, but must be connected in a story like narrative within which ideas and arguments flow seamlessly and are built up from a chapter or section to the next chapter or section. In order to achieve this, within each chapter or section consider the previous references and contextualise them within the current themes of discussion along with the other references relevant to that particular chapter or section. This creates the integration; the narrative story like style occurs through the appropriate use of language that connects previous ideas within a current context in a way that builds on those ideas and builds up the arguments.

As an example, in the literature review chapter of the Upgrade Paper I shall be referencing a few of the key authors in relation to various key terms and constructs that are a part of the research. Within each section of this chapter I shall be referencing those from the previous sections, along with extra references, and contextualising or make relevant their discussions to the current concept of discussion. Moving forward to the research design / paradigm chapter of the Upgrade Paper I shall use some of the references within the literature review chapter and contextualise their discussions relevant to the research design for example in terms of the way in which their discussions provide a basis for that design. This would be providing that integration of references, contextualisation of those references, and the creating of that story of the way that the design and aspects of the design came about. Some might not agree with this general approach but in my opinion there is worth and meaningfulness in using the same reference throughout different sections of a report as long as what they are saying is relevant towards the context of the discussions and contribute towards laying the foundation of whatever argument is being presented.

Second challenge: Mixed Methods at the Philosophical level

The other challenge for my own specific project could also provide itself as an opportunity. During the literature review chapter I wrote about the different ontological and epistemological perspectives as part of describing a particular construct of the research. When I thought a bit more about its relevance to the methodology of Mixed Methods, I became to realise that perhaps what I was thinking about Mixed Methods at the Philosophical level is not quite what I had previously thought. Some might have ran away from this or ignored this but I went with it, and it has led me to a point where I now realise that Mixed Methods at a Philosophical level is not quite what I previously thought it would be: but more about this in the next blog post!


In all, treat the Upgrade Paper as an opportunity to really explore your thoughts as they are currently. Identify opportunities and think carefully as you write out your thoughts, and embrace the challenges and the thinking that might oppose what you had previously thought. There is nothing wrong with that: it is what learning and research are all about and to ignore these opportunities to think more carefully about your research is to ignore it at risk of the validity, reliability, completeness of methodology, and feasibility of the research.


February 10, 2016

Conflicting Issues In Literature: Design And Methodology


Another issue that new researchers and Ph.D. candidates shall have to deal with is the conflicting terminology within literature. Terminology is conflicting because writers use different terms interchangeably to mean the same thing but the meanings behind the terms differ significantly. In the case of this blog post, the terms “design” and “methodology” have been and continue to be used in literature to mean the blueprint of a research project but they are terms that carry different meanings and I shall use this blog post to present my own definitions (and add to the already confused mess of terminological definitions), which are probably likely to change in the future!


A research design is the blueprint of a research project: a logically designed or constructed document that defines the layout of the research project, illustrating through narrative and diagrams (usually the case for the thesis) the methods used to collect and analyse the data in a way that provides answers for a hypothesis or research questions. A research design illustrates the relationship between the defined research problem, the defined research question, the methodologies and methods, the underlying Philosophical assumptions of these methodologies and methods, and the way in which data shall be collected and used to answer the research questions. Research design should be considered and developed following the identification of a research problem and the construction of the research questions. The different research designs within Educational Research include Experiment based, Observation based, Longitudinal based, Case Study, Ethnography, Grounded Theory, and Phenomenology, among others, all of which define that previously mentioned relationship and characteristics of that relationship in different ways.


Methodology is part of a research design that provides a framework for the data collection and data analysis. A methodology defines the methods that are to be used, the approach or model used to implement the methods, the timing of implementing these methods, the importance of these methods, and therefore the way in which assigned questions shall be addressed and the data that is to be expected. The key difference between methodology and design therefore is that methodology does not explain the overall research problem or research questions, but is associated with a particular research question or questions to address a particular aspect of the research problem. A design does illustrate the overall research problem and questions and the relationship between the research problem, the research questions, the methodology, methods, and expected data in answering aspects of the problems and the questions. A research methodology can be quantitative, qualitative, or mixed methods.


I mentioned that Grounded Theory can be an overall design but it can also be a methodology within a design and, in the case of my research, a method within a methodology. Constructivist Grounded Theory was originally going to be a methodology within an explanatory research design, but this was dropped because Constructivist Grounded Theory as a methodology works exclusively with qualitative data. There was no way I could use quantitative data with the Constructivist Grounded Theory methodology therefore switched the methodology to Mixed Methods, and repurposed Constructivist Grounded Theory as a method within a Mixed Methods methodology. As I began to elaborate on my methodology in the Upgrade Paper I did come across a stumbling block: the literature and its conflicting approach to defining methodology and design, and authors were referring to Mixed Methods as both a design and a methodology.


What did I do to overcome this barrier? I thought carefully about the different types of Mixed Method methodologies and their suitability for the context of my research. The type of Mixed Methods that has been selected as suitable is convergent parallel and this has been referred to in the literature as a convergent parallel design although some authors have called it a convergent parallel model, but that’s just going beyond the point of driving a person insane.


I think therefore considering that the methodology defines the way that research questions are addressed, and that the design acts as the blueprint or illustration of the way in which the research shall proceed, it’s safe to say that the methodology is definitely Mixed Methods whilst the design of the research can be defined as a Convergent Parallel design.


This post is attempting to highlight the difficulty that some researchers might come across when dealing with terminology use in the research literature, and that it is so easy to be thrown off course initially as you try to develop a more substantial understanding of these terminologies. Developing that substantial understanding and a detailed, careful consideration of the terms “design” and “methodology” is the only way you are going to be able to properly define them.


Till next time: don’t accept a definition in the first resource you come across! Question and explore!


January 29, 2016

Thoughts On The Research Design

The previous week I had mentioned that the decisions made at a certain level of the research design can influence other decisions at other levels, so now I shall explain more about what I mean by that, with future blog posts delving into this further.

The research design is the description and documentation of the processes, and their interrelations, involved with the collection, analysis and use of data within a particular study. The design of a study is determined by the research problem that has been identified and the research questions that have been developed.

The first level that needs to be engaged with is the Philosophical level, and by this I mean the researcher, including the Ph.D. candidate, needs to establish their perspectives of reality (ontology) and the way that knowledge of this reality should be attained (epistemology). There is a large variety of different Philosophical perspectives from Absolutism to Relativist therefore it can take a while to establish understanding and even then this might actually change. As has been documented throughout previous blog posts, I had considered myself an Interpretivist and a Constructivist therefore holding a Relativist Philosophical position of reality and therefore of research. However as I further critically analysed the methodology that I had selected at the time the more I subconsciously began to align with a Pragmatist perspective of research. Subconsciously because I was developing a methodology that I thought aligned more with a Relativist position; briefly, I was trying to be a Pragmatist within a Qualitative methodology, and for this research that simply was not working. I realised that my research design was following a Pragmatist route when I discovered that a particular model of Mixed Methods methodology suited the problem and the questions. Everything then started to make more sense.

Have I always been a Pragmatist when it comes to research? Perhaps I always have and never really realised it till I had the opportunity to really think about my own views about reality, to select initially what I thought was the appropriate methodology and then to critically analyse this methodology within the context of research. What’s interesting about Pragmatism is that whilst some authors suggest that Pragmatism attempts to locate the middle ground between Absolutism and Relativism, it can be argued that being pragmatic about research can lead to a person being a relativist about research. This is because since Pragmatism allows the researcher to select the methodologies and methods that work best, those methodologies and methods would be selected relative to the research problem and research questions.

So after all that Philosophical thinking, is the rest of the research design easier? In theory yes; in practice, sort of! It is important to remember that a methodology and the subsequent methods cannot be selected without careful thought and consideration of not only the context of the research but also in the context of other methodologies and methods and their appropriateness. Remember as a Ph.D. candidate it is important to be able to learn about a variety of methodologies and methods so that it is possible to justify why certain methodological and method selections have been made, and to explain the inappropriateness of others. This is something that is ongoing with my own work, and I need to decide to what extent do I really engage with methodological debates and discussions and contribute to them.

There is a wide variety of different methodologies, methods, and approaches to using these methods, available to select and integrate into the research design but again what is selected must be the most appropriate to deal with the research problems and handle the research questions. A methodology therefore describes and analyses a variety of characteristics of the design including the general approach used to handle the problems and the questions, along with the methods used, the order in which they are used, and the importance of each method in providing the required data.

My methodology of my Ph.D. is Mixed Methods, with the specific model of the methodology being Convergent and Triangulated, referred also as the Convergent Parallel model, and the selection was determined by identifying methodological problems of existing research and the development of the research questions, along with understanding to the suitable level which methodology would best address the research problem and research questions. Briefly, the Mixed Methods methodology defines the use, ordering, importance and value of the methods in many different ways than other methodologies, such as a case study, and remember that each model of the Mixed Methods methodology differ from each other slightly in these respects.

So, when the methodology has been decided upon it’s time to choose the methods. Whatever methods are suitable for the methodology is endless as there is no right way and depending on their structure a method can be used with multiple methodologies. As an example, the case study methodology can be either quantitative based, or qualitative based. If the case study is to be quantitative then methods that generate figures and numbers would be used, such as closed questions on a questionnaire; qualitative based case study methodology would need methods that generate data that expressed the perspectives and experiences of the individual, such as an Interview technique. With Mixed Methods methodology this is even more complex, because it can’t be either quantitative or qualitative: both strands have to be used and therefore there is wide variety of methods that can be used and several ways in which these strands can be converged or combined appropriately.

Developing the research design is a complex task and goes way beyond what has been described in this blog post. I’ve simply presented a general overview of some of the ideas that I have about research design and some of the key points that need to be considered carefully when designing research. I’m still learning; I’m still learning about my own research design and still adjusting the design in accordance to what I am reading not only from research methodological textbooks but also the way that other researchers have implemented methodologies and methods and designed their research in general, particularly those relevant to the Mixed Methods designs. I have decided fully on the methodology as Mixed Methods, the model of Mixed Methods as Convergent Parallel, and decided on the data collection and most of the analysis methods that shall be used. The key areas of the design are now in place with the finer details of the design continuing to be thought about.

The sheer amount of Philosophical perspectives, methodologies and methods that can be thought about and used is diverse and complex, with much overlapping, but must be something that the new researcher including Ph.D. candidates much engage with. It simply is not the case where a Ph.D. candidate can jump into a research project with any random methodology and methods because this might go against the Philosophical stances that the researcher is claiming. Apparently in several Ph.D. theses a researcher would claim to follow a relativist position when they use methods that subscribe more to the positivist position. So this needs to be carefully thought about. Additionally therefore there is a need to be fully aware of all the methodologies and methods that can be used, select that or those which best fit, and develop argumentation as to why those methodologies and methods are most appropriate. In my opinion, the argumentation that develops to justify and defend methodological and method selections, and the overall design of the research, is just as important as the selection itself.

Till next time: keep thinking!


January 24, 2016

Research design, Research Conference, Conference Paper and Upgrade Paper!


Research Design: getting there!


When exploring learning processes there is a need to develop activities for the participants of the research so that the data can be generated for analysis. These activities need to be appropriate for the participants, relevant to their interests and have the design that encourages participation and therefore generate lots of data. The design of these activities therefore must be grounded in existing empirical literature. Thinking about and designing these activities have begun this past week, starting with a rough outline and what I want to achieve with them. I have thought about the topics, now what I need to do is explore these topics further so that I can create interesting scenarios within which learning processes can be assessed in ways that have not really happened before. These activities therefore are in their early stages of development and they need to be experimented with and amended as necessarily. What exactly shall be measured and assessed shall be partly presented in a conference paper at the next Post Graduate Warwick University conference, along with the Upgrade Paper and Upgrade Presentation, and also a full elaboration, justification, and critique of existing relevant assessment processes in the Thesis and future research papers.


This has led to an interesting observation in that there appears to be quite an interesting approach taken to designing a Ph.D. project in the sense that there appears to be some sort of ordering to the decisions that are made, and that each decision that is made influences the next decision or in some way guides the next step in the design making process of a Ph.D. research design. I have indicated something like this in previous blog posts where I discussed the relationship between Ontology, Epistemology and Methodology but my ideas of this are developing and I think I will come back to this in a future blog post.


Research Conference and Upgrade Paper


Had an email the other day saying that planning and organising of this year’s Post Graduate conference at Warwick University shall begin soon, which means that I shall be starting to write the conference paper from the day that planning begins. Well, I say write but it’s more like planning the outline and structure of the paper first before actually writing it. As I have mentioned before, the conference paper shall be in part based on ideas that were presented in the second ARM assignment and relevant ideas were appreciated by the supervisor therefore these shall be more fully explored in the conference paper. The conference paper and the presentation at the conference shall relate at this time more or less exclusively to the questionnaire, and there are plans to transform it into a research paper but this is something that I shall have to investigate further soon.


Construction of the conference paper shall occur along with the construction of the Upgrade paper and work has continued on this during the week. Even though it is due in September, it is such an important document that it is best to start planning the paper early along with writing rough drafts of various sections of the paper just to get ideas down of what is going to be explained in which section, and therefore setting down quite early some of the directions of the paper. The word requirement is around four thousand words and there is a fair bit to do in preparation of writing some sections of the paper so an early start is fine. The paper is important because it is part of the Upgrade process, the result of which shall consider the suitability and feasibility of my research and therefore whether or not the research project is worthy of being upgrading from working towards Master of Philosophy to Doctor of Philosophy.


That’s it for this post so ‘till next time: Easter eggs are starting to roll out!


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